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| Ethnic America |
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| July 2004 |
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| Samuel Huntington worries too much
about Hispanics. But he is right about the core values of the
US |
Eric
Kaufmann | |
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Events since 9/11 have heightened both
foreign-policy and cultural divisions between Europe and the US. One
view, often expressed by Europeans and liberal Americans, is that
the US is becoming far more nationalistic and culturally
conservative than Europe. Samuel Huntington's new book, Who Are We?
America's Great Debate, is likely to reinforce this view.
Huntington, the Harvard politics professor who wrote The Clash of
Civilizations, has written an equally provocative book about the
threats to American identity posed by regionally concentrated
immigration from Mexico. The book has raised an enormous stir in
intellectual and media circles and has been widely criticised in the
US for "nativism" and anti-Hispanic scaremongering.
The
nativist charge made by Alan Wolfe and other American reviewers is
unjustified. Notwithstanding a few ambiguous passages, Huntington's
celebration of the American racial melting pot is a far cry from the
white nationalism of Peter Brimelow or Pat Buchanan. The main
argument of the book is a very European one: that national identity
is rooted in an ethno-cultural core rather than in abstract,
universal principles. This premise, developed by the British
theorist of nationalism Anthony Smith, holds that modern nations
emerge from a pre-existing ethnic core, and that many of the myths,
symbols and memories of nations have ethnic antecedents. Ethnicity
is based on the idea of shared myths of descent. Most Europeans (the
French and Swiss are partial exceptions) accept this idea for their
own countries, but also believe the very different claim of American
exceptionalism: that the US has always defined its national identity
in ideological and political rather than ethnic terms. Huntington
spends much of the early part of his book debunking this idea, and
sketches the lineaments of America's Anglo-Protestant core. He
correctly notes that the free population in 1776 was around 98 per
cent Protestant and 80 per cent British in ancestry. However, he
stresses that the nation evolved away from its Anglo-Protestant
ethnic roots with the inclusion of the Irish Catholics and Germans
after 1865 and southern and eastern Europeans after 1945, and left
its white racial unity behind when African-Americans in the south
gained civil and voting rights in the mid-1960s. He speaks of the
nation as Anglo-Protestant in a cultural, rather than a strictly
ethnic sense - an argument which writers like Arthur Schlesinger,
Peter Salins and Francis Fukuyama also advanced in the early and
mid-1990s.
The idea that Anglo-Protestant Americanism has a
cultural core which can assimilate ethnic and racial outsiders
reflects recent currents in liberal nationalist political theory -
particularly the writings of David Miller and Yael Tamir - that
espouse a "deep" civic nationalism. These writers contend that
liberalism can coexist with a national identity based on myths and
symbols that runs deeper than the contractual ties between state and
rational citizen that form the hallmark of Jürgen Habermas's thin
"constitutional patriotism." Huntington defines America's
Anglo-Protestant cultural core as consisting of the English
language, American political history and a number of characteristics
derived from a low-church Protestant heritage, namely its
evangelical and congregational religiosity, moralistic politics,
individualism and work ethic. He cites a vast array of contemporary
survey evidence which shows that Americans are on average more
religious, individualistic and hard-working than people in other
developed countries. This cultural core, he claims, has altered
little over two centuries despite the absorption of millions of
immigrants from around the world. He notes with approval rising
rates of intermarriage among Americans of all ethnic and racial
groups and a sharp rise in the proportion of Americans who are
ethnically or racially mixed. This, he claims, is evidence of the
power of America's Anglo-Protestant based melting pot to dissolve
ethnic boundaries.
Indeed, the ethno-cultural core itself
remains far more demographically significant than is often supposed.
It is true that Anglo-Protestants now make up slightly less than a
quarter of the US population (whites as a whole are about 70 per
cent). But the foreign-born population has averaged no more than 10
per cent of the total throughout American history. And the 4m
(largely Wasp) whites, American Indians and African-Americans of
1776 have had the same demographic impact on today's population of
293m as the 66m immigrants who arrived after them. Had the US been
settled by the French (as in Quebec) or the Spanish (as in Latin
America), adds Huntington, the country would bear a completely
different national identity. The corollary, of course, is that the
idea of the US as a nation of immigrants united only by the liberal
principles and constitutional patriotism of the American creed is
"at best, a half truth."
Huntington's faith in the
assimilative power of America's cultural core is not boundless,
however. He argues that the Anglo-Protestant core succeeded in
assimilating immigrants in the past not only because of its
intrinsic appeal, but also because of concerted "Americanising" on
the part of educators, intellectuals, government officials and
business leaders. Business leaders like Henry Ford held civics and
language classes and even staged pageants in which minority groups
entered a symbolic pot in native dress later to emerge as
flag-waving Americans. Legislators also played their part by
entrenching English as the official language of all states despite
resistance from ethnic blocs like the Germans. Americanisers were
aided in their task by the nature of pre-1965 immigration. The
mainly European immigrants dispersed broadly across the continent
which helped to dissipate centrifugal pressures that might have
fragmented America's Anglo-Protestant cultural unity. Meanwhile,
world war and the 1925-65 period of immigration restriction helped
to head off rising nativist sentiment.
But alas, all is not
well in the land. Huntington charts a new set of conditions which,
he warns, threaten the "societal security" of the US. Chief among
these are the "denationalisation" of American intellectual and
business leaders and the new character of post-1965 immigration.
Cosmopolitan elites emphasise globalisation, diversity,
multiculturalism and open borders. New immigrants use global
communications to maintain dual political loyalties and
long-distance diasporan identities, and are encouraged to do so by
the white elite. Furthermore, persistently high levels of
immigration from neighbouring Mexico to the American southwest, is
an unprecedented - and threatening - development. The fact that the
US won this territory from Mexico as recently as the 1840s means
that Americans may face an ethnic separatist movement for the first
time in their history. As evidence, Huntington cites the public
statements of Mexican politicians like Vicente Fox and the
reconquista discourse of the Aztlan movement in California. Above
all, Hispanics (Latin-American immigrants and their descendants) in
contrast to other immigrant groups, seem to want to co-determine the
national culture in the present as opposed to merely
retrospectively.
Bilingualism is a key weapon in this
co-determination that threatens to strike at the heart of America's
Anglo-Protestant core. In Miami, "Anglos" (non-Hispanic whites) are
now outsiders and must adapt to its Hispanic culture if they wish to
succeed in the job market or politics. The Anglo response has been
white flight or cultural surrender, says Huntington. He predicts
that the same dilemma will confront other parts of the nation,
leading to a country that is part Anglo, part Hispanic.
Finally, Huntington considers the possibility of a white
nationalist response to the changes taking place. He says that white
nativism is a "plausible" response to white demographic decline, the
cosmopolitan defection of the white elite and the fading power of
the Anglo-Protestant core. The only way to head off these
challenges, claims Huntington, is for the nation to reaffirm its
Anglo-Protestant cultural identity through a new Americanisation
effort and to roll back the gains made by advocates of
multiculturalism. While little is mentioned about immigration
control, Huntington is clear that both legal and illegal immigration
must be restricted if assimilation with Anglo-Protestant culture is
to take place. He leaves us in no doubt that the universalist creed
cannot hold together a nation battered by fundamental cultural
divisions.
Taken as a whole, the book provides a powerful
statement of American nationalism. It is well written, meticulously
researched and passionately argued. It draws on many of the insights
of historians and social scientists in the 1990s, maintains a
comparative perspective, and will add to the growing civic
nationalist chorus of writers like Michael Lind, Arthur Schlesinger,
Seymour Martin Lipset, Nathan Glazer and Francis Fukuyama. But this
is not an original statement of American cultural nationalism such
as Lind's The Next American Nation. Like Huntington, Lind criticises
the cosmopolitanism of American cultural elites and the belief, at
least on the left, that it is possible to sustain a welfare state
devoid of national identity. But Lind argues that the individualism
of conservatives sits uncomfortably with a liberal nationalist
orientation. Huntington, by contrast, shows little awareness of how
individualism and the minimal state can blunt the bonds of
nationhood.
Huntington correctly identifies the American
elite as cosmopolitan, but overstates the novelty of this
development. It is a long time since Wasp intellectuals defended
Anglo-Protestant nationalism. The break came in the early 20th
century with John Dewey and New York radicals like Randolph Bourne,
who refined hazy pronouncements about American universalism into a
cosmopolitan vision of the nation. Picked up by the main Protestant
denominations by the 1910s, the cosmopolitan message gathered force
in the 1920s (despite the upsurge of nativism and eugenics) and
emerged as the dominant elite discourse as early as the 1930s and
1940s. Spreading more widely among the middle class thanks to the
rise of higher education and television in the 1960s, cultural
cosmopolitanism gradually gained pre-eminence, though it never
assumed political form.
This combination of nationalism and
cultural cosmopolitanism emerged when the measure of Americanism was
partly redefined from "Waspness" to anti-communism. The imperatives
of the cold war helped to provide an overarching bond of transethnic
unity and a focus for civic nationalism. This allowed cultural
cosmopolitans to claim that the idea of the US as a nation of
immigrants (symbolised by the reinvention of the Statue of Liberty
as a beacon to immigrants) was a patriotic notion, while Wasp
hegemony caused division in the face of the enemy. But this
cosmopolitanism was accompanied by a hardening of America's
political nationalism. The rapidly growing American federal state,
its burgeoning multiethnic armed forces and the anti-communist
crusade helped in this "ethnic to civic" shift. McCarthyism
epitomises the shift: Senator Joe McCarthy, whose Catholic faith
would formerly have cast a shadow of "un-Americanism" upon him,
attacked internationalist Wasps like Alger Hiss, and was backed by
both Catholic Democrats like John F Kennedy and southern
Protestants. This helps to explain why today's American elites seem
more willing to relax their ethno-cultural boundaries than their
European counterparts, but are less willing to pool national
political sovereignty.
Huntington warns that he writes as
both a "patriot" and a "scholar" and that these two aims may
conflict. This is indeed a difficult balancing act. As a scholar,
his zeal for the truth leads him to speculate on sensitive issues
like racial differences in patriotic feeling and economic
performance which can only alienate African-Americans - who might
otherwise sympathise with his message. As a patriot, he overstates
the threat to American political unity posed by both Mexican
immigration and dual citizenship. For instance, New Mexico, unlike
California, has always had a near-majority of Hispanics, but there
has been little talk of secession in Santa Fe. Likewise, the
territorial claims of Mexican-Americans are undermined by their
propensity for intermarriage and geographic mobility, and by the
hazy quality of their pre-American collective memory.
The
chapter on the Hispanic threat is nevertheless an original one,
though some of its themes have been echoed by others like the late
John Higham. But Huntington finds it hard to make up his mind about
Mexican-Americans. Are they patriots who oppose bilingualism and
high levels of immigration, convert to evangelical Protestantism,
and also join the US armed forces in large numbers? Or are they
defined by the alienated high-school dropouts who have turned their
back on the American dream to congregate in a separatist enclave
owing allegiance to another civilisation? One can find support for
both conclusions in this book. Intermarriage and the rise of
mixed-heritage individuals point towards a post-ethnic future, yet
Huntington also contends that ethnic diasporas are increasing in
importance in the US.
The thorniest tension in this book is
between Huntington's political identity with the American nation
state and his ethnic identity as a white American. His book largely
sticks to the civic-nationalist script, but there is an undertow of
concern over the future of the white majority in America. As a
result, we find two visions which do not easily fit together: on the
one hand, there is the futuristic and confident vision of a
transracial melting pot "new man" that writers have celebrated since
Hector St John de Crèvecoeur. On the other hand, Huntington portrays
an insecure white dominant ethnic group in flight from an
ever-growing minority population.
Huntington's dilemma
follows a well-worn groove of nationalist thought. Both Crèvecoeur
(1782) and Alexis de Tocqueville (1835), for instance, considered
Americans as the "British race in America," yet this did not prevent
these writers from heralding the emergence of a cosmopolitan "new
man." Likewise, Ralph Waldo Emerson exclaimed in 1846 that the US
was "the asylum of all nations… the energy of Irish, Germans,
Swedes, Poles and Cossacks, and all the European tribes, of the
Africans and Polynesians, will construct a new race." Yet he also
ventured that: "It cannot be maintained by any candid person that
the African race have ever occupied... a very high place in the
human family... The Irish cannot; the American Indian cannot; the
Chinese cannot. Before the energy of the Caucasian race all other
races have quailed and done obeisance."
Emerson labelled his
dualism "double-consciousness" and nearly all elite American
historians, politicians and writers before 1910 viewed their nation
in the same schizophrenic manner, switching between the lenses of
their dominant ethnic group and that of a futuristic utopian
America. None of these writers adequately explained his state of
"double-consciousness" though many had ideas about assimilation.
Some thought that a northern climate would "whiten" racial
minorities while others were convinced that Catholics could be
educated to the Protestant faith. Emerson assumed that assimilation
turned immigrants into English descendants. Fifty years later,
future president Theodore Roosevelt thought that the German and
Irish immigrants would produce an Anglo-Saxon mix akin to that of
Saxon and Briton in England leaving the Wasp majority securely in
place.
The 19th-century elite believed that Anglo-Protestant
assimilation would allow America to remain largely ethnically
unchanged, yet the boldness of their cosmopolitan rhe-toric suggests
that they simultaneously sought to transcend their own Wasp
identities. Samuel Huntington reflects these old tensions, and
raises some of the more recent issues which political theorists of
nationalism and multiculturalism are grappling with.
Much of
the argument revolves around a basic dilemma for ethnic majorities:
how do you construct a national identity that will satisfy your need
for belonging and meaning but won't alienate minorities? Huntington
is right to point to the English language, Protestant religiosity,
individualism and the work ethic as defining characteristics of
America. But American Catholics will not identify themselves with a
Protestant nation, atheists will cringe at the thought of
celebrating American religiosity, communitarians will reject the
emphasis on individualism and work, Hispanics will not identify with
the English language, and so on.
In short, trying to squeeze
cultural depth into a nation like the US is bound to be divisive. A
thin set of universal principles based on a constitution, some
uncontentious pieces of state history, values like honesty and fair
play, or platitudes like "toleration" and "unity in diversity" may
be the only choice on offer in a liberal society. On the other hand,
for many people the abstract quality of the American creed will be
psychologically inadequate as a source of meaning and identity. By
contrast, thicker ethnic identities, according to the French writer
Régis Debray, tell people that "they belong to ancient associations
of 'their kind' with definite boundaries in time and space, and this
gives their otherwise ambiguous and precarious lives a degree of
certainty and purpose."
This suggests that ethnicity, rather
than the state, is the best vehicle for maintaining a deep
Anglo-Protestant culture in the US. Following this logic
Americanisers should focus on developing a rich "American" ethnic
option whose boundaries are open to like-minded non-Wasps, but whose
mytho-symbolic core can only be altered by insiders. The problem
with defining all 293m Americans as an Anglo-Protestant nation is
that too many citizens do not identify with Anglo-Protestantism. An
"American" ethnic option avoids this conflict with liberalism since
no one is obliged to join and coexisting Americanisms are possible.
Most of the literature on nationalism and ethnicity fails to
recognise that groups like the Jews in Israel, the English in
England or English-speaking whites in America are as "ethnic" as
minorities and have similar cultural needs. A neutral, managerial
state based on constitutional patriotism cannot satisfy the
existential needs of majorities any better than it can the
aspirations of minorities. The recognition of majority cultural
needs is urgent if the dominant-ethnic impulse is to discharge
itself along liberal lines. This is one area in which Huntington is
correct: US elites, like their counterparts in Europe, must accept
that majority "native" cultures need to be recognised and that it is
both wrong and dangerous to suppose that all majority ethnics can
become cosmopolites. Writing in 1917, the pluralist Randolph Bourne
urged his fellow Wasp Americans to transcend their Anglo-Saxon
upbringing and "breathe a larger air" of cosmopolitanism, yet he
simultaneously lauded the "proud Jew who sticks to his faith." This
contradiction places the Wasp at the moral centre of the
multicultural project, at once the "bland" Other to be transcended
and the backdrop against which exotic ethnics can identify
themselves.
The notion that the majority should be
cosmopolitan while minorities should retain their culture is a
patronising elite Wasp fallacy. Some form of multiculturalism is an
appropriate policy for the 95 per cent of the world's states that
are multiethnic, but in the US the policy must abandon its
anti-majoritarian bias. State unity will emerge largely as the
by-product of a self-confident majority group and need not be
imposed on reluctant minorities. In this context, dual citizenship
or even divided loyalties pose little threat to the state. Indeed,
multinational and federal states with an electorally and
demographically dominant ethnic group are generally more stable than
those with no hegemonic group.
If Americanisers focus on
creating a national sect, rather than a national church, they can
replicate the success of American religion. Liberated from the
constraints of equal symbolic treatment, they can construct an
ethnic option that draws on the full richness of the American
experience. The English language and Protestantism will certainly be
core symbols, but Huntington's emphasis on the work ethic, mobility
and individualism are less inspiring. More relevant are the icons
and folkways which spring from the main Anglo-Protestant traditions
of New England, the middle Atlantic, the west and the south. The
pioneer and yeoman farmer are American lifestyle icons, akin to the
habitant and coureur de bois in Quebec or the nomad among the Arabs.
The place names, myths, vernacular architecture, dialects,
traditional crafts and music of the cultural heartlands formed the
basis of the regionalist cultural revival movement of the 1930s and
1940s and are a sturdier basis on which to build American
particularity.
Black Anglo-Protestant Americans have been
integral to American history since the beginning and their
vernacular culture (music, migratory myths, southern rural
traditions, religion) is ineluctably American. Similarly, the
legends, landscapes and place names of American Indians are
important material if one is to define an authentic American
culture. They are both touchstones for a more settled Americanism of
the future in which the American ethnic core fuses the myths and
symbols of the main groups whose collective memory is based on the
American landscape and is thus indigenous to the US experience. If
ethnicity is based on myths of shared ancestry, then this new
American ethnic group would trace its heritage back to these
indigenous groups. This is where Huntington might borrow a page from
his Mexican adversary's notebook. The blend of Anglo, Afro and
Indian influences is the key to creating a new American type that is
as powerful as the mestizo (a myth which weaves together Spanish and
Aztec lineages) is for Mexico. This is surely a better formula for
national unity than a racial caste alliance of whites and
light-skinned Asians.
It is true that American cultural
elites have become excessively cosmopolitan but Huntington is wrong
to counter this with individualism, fundamentalist religion and
flag-waving patriotism. All three have played their part in
forestalling a more settled and culturally secure Americanism which
can allay the anxieties of the majority. Indeed it may be no
exaggeration to claim that when that majority has a serious ethnic
option, we may see a reversal of the cold war shift towards a
strident political nationalism. A secure sense of cultural belonging
will remove the pressing need for unifying political ideologies and
projects. The country will then be able to re-invest in
international institutions without fear of losing its soul, and can
once again become a team player in resolving so many of our most
pressing global issues. |
Eric Kaufmann is author of "The Rise and Fall of
Anglo-America: the Decline of Dominant Ethnicity in the US"
(Harvard, 2004) and editor of "Rethinking Ethnicity: Majority Groups
and Dominant Minorities" (Routledge) |
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